Philip Roman Kochman

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-11-27
TX	RA	APPROVED	2021-05-27
PA	RA	APPROVED	2021-05-03

MD RA
APPROVED

Since 2023-11-27
TX RA
APPROVED

Since 2021-05-27
PA RA
APPROVED

Since 2021-05-03

Branch Locations

3101 Emrick Blvd 2Nd Floor, Bethlehem Township, PA 18020 • United States

130 Greene Street, Cumberland, MD 21502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Abn Amro Securities (Usa) Llc	New York	NY	07/2017	12/2020
Unemployed	Union City	NJ	05/2017	07/2017
Full Time Education	Hoboken	NJ	08/2013	05/2017
Stifel, Nicolaus & Company, Incorporated	Center Valley	PA	04/2021	Present
Unemployed	Shohola	PA	12/2020	04/2021

07/2017 → 12/2020

Abn Amro Securities (Usa) Llc

New York, NY
05/2017 → 07/2017

Unemployed

Union City, NJ
08/2013 → 05/2017

Full Time Education

Hoboken, NJ
04/2021 → Present

Stifel, Nicolaus & Company, Incorporated

Center Valley, PA
12/2020 → 04/2021

Unemployed

Shohola, PA

Other Businesses

1. Rental Property; 1703 N Tamiami Trl Unit 305B, FL; I have a condo in Florida; 02/01/2023; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-30

S66 Uniform Combined State Law Examination

2021-04-30