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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hermosa Capital Management, Llc | Hermosa Beach | CA | 10/2006 | Present |
| H3 High Security Solutions Llc | Arrowhead | CA | 05/2008 | Present |
| Self Employed | Hermosa | CA | 02/2000 | Present |
| Boustead Securities, Llc | Irvine | CA | 09/2015 | Present |
| Sutter Securities Incorporated | San Francisco | CA | 04/2019 | Present |
1.) HERMOSA CAPITAL MANAGEMENT,LLC,SINCE 10/13/06, HERMOSA BEACH CA, RIA, NOT ACTIVE, NO ACCOUNTS, NO BUSINESS. 2.)H3 HIGH SECURITY SOLUTIONS, LLC. FINANCIAL MANAGER (CFO). FIVE HOURS PER MONTH NOT DURING SECURITIES HOURS. 3.) Sutter Securities Incorporated, IR, SF, CA, VP of Operations, 20 hrs./mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2003-10-15 |
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