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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-27
VI RA APPROVED 2023-02-28
NY RA APPROVED 2021-09-20
TX RA APPROVED 2021-09-20
MD RA APPROVED 2021-09-13
  • VA RA
    APPROVED
    Since 2025-02-27
  • VI RA
    APPROVED
    Since 2023-02-28
  • NY RA
    APPROVED
    Since 2021-09-20
  • TX RA
    APPROVED
    Since 2021-09-20
  • MD RA
    APPROVED
    Since 2021-09-13

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Fairfax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Vienna VA 10/2020 Present
Campion Asset Management Vienna VA 06/2019 01/2020
Carrabba's Italian Grill Reston VA 05/2017 08/2018
William & Mary Williamsburg VA 08/2016 05/2020
Unemployed Mclean VA 05/2020 10/2020
  • 10/2020 → Present
    Vienna, VA
  • 06/2019 → 01/2020
    Campion Asset Management
    Vienna, VA
  • 05/2017 → 08/2018
    Carrabba's Italian Grill
    Reston, VA
  • 08/2016 → 05/2020
    William & Mary
    Williamsburg, VA
  • 05/2020 → 10/2020
    Unemployed
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
  • S66 Uniform Combined State Law Examination
    2021-09-13
Other Names
  • Sarah Brooke Swenson

View on SEC IAPD

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