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Elizabeth Kharoba

Northwestern Mutual Investment Services, LLC

Baton Rouge, LA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-30
  • LA RA
    APPROVED
    Since 2024-10-30

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elite Gymnastics Baton Rouge LA 04/2018 08/2019
Louisiana State University Baton Rouge LA 08/2018 05/2022
Episcopal School Of Baton Rouge Baton Rouge LA 08/2014 05/2018
Park Place Baton Rouge Baton Rouge LA 06/2019 10/2019
Kestra Investment Services Llc Austin TX 09/2020 09/2024
Kestra Advisory Services Llc Austin TX 09/2020 09/2024
Centura Advisors Llc Baton Rouge LA 09/2020 09/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2024 Present
Northwestern Mutual Investment Services Llc Baton Rouge LA 10/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2024 Present
King Filasek, Llc Baton Rouge LA 05/2025 Present
  • 04/2018 → 08/2019
    Elite Gymnastics
    Baton Rouge, LA
  • 08/2018 → 05/2022
    Louisiana State University
    Baton Rouge, LA
  • 08/2014 → 05/2018
    Episcopal School Of Baton Rouge
    Baton Rouge, LA
  • 06/2019 → 10/2019
    Park Place Baton Rouge
    Baton Rouge, LA
  • 09/2020 → 09/2024
    Kestra Investment Services Llc
    Austin, TX
  • 09/2020 → 09/2024
    Kestra Advisory Services Llc
    Austin, TX
  • 09/2020 → 09/2024
    Centura Advisors Llc
    Baton Rouge, LA
  • 10/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2024 → Present
    Northwestern Mutual Investment Services Llc
    Baton Rouge, LA
  • 12/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2025 → Present
    King Filasek, Llc
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-28
  • S66 Uniform Combined State Law Examination
    2023-02-28
Other Names
  • Elizabeth Grace Kharoba
  • Elizabeth Kharoba

View on SEC IAPD

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