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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-08-17 |
Branch Locations
781 South Alabama Ave , Monroeville, AL 36460 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Birmingham | AL | 10/2020 | 07/2021 |
| N/A | Troy | AL | 09/2016 | 04/2017 |
| District Attorney Office | Monroeville | AL | 05/2017 | 08/2017 |
| N/A | N/A | AL | 09/2017 | 10/2020 |
| The Prudential Insurance Company Of America | Birmingham | AL | 03/2021 | 07/2021 |
| Stonex Securities Inc. | Monroeville | AL | 05/2022 | Present |
| Bass Pro Shops | Leeds | AL | 07/2021 | 10/2021 |
| Ta Services | Birmingham | AL | 10/2021 | 05/2022 |
| Stonex Advisors Inc. | Monroeville | AL | 08/2023 | Present |
1) Rental property - 786 North Mt. Pleasant Ave Nature of Business: Rental House Investment Related: No Business Position: Owner Business Duties: Collect rent, maintain property, and general upkeep of property. Business Start Date: 2017 Less than 10 hours spent on this OBA monthly, with zero during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-01 |
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