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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-02 |
| NY | RA | APPROVED | 2022-06-18 |
Branch Locations
43 Broadway Ste 2-8, Saranac Lake, NY 12983 • United States
Tupper Lake, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Saranac Lake | NY | 11/2020 | Present |
| Historic Saranac Lake | Saranac Lake | NY | 02/2018 | 01/2021 |
| St John's College | Annapolis | MD | 07/2016 | 06/2017 |
| Unemployed | Rainbow Lake | NY | 06/2017 | 09/2017 |
| Self Employed | Rainbow Lake | NY | 09/2017 | 02/2018 |
| Maryland General Assembly | Annapolis | MD | 01/2017 | 04/2017 |
Outside Employment; Rancho Burrito Inc; Associate Advisor - client meetings, trade recommendations, office management, tracking financial plans and other practice management statistics, submitting records to OFM, financial planning; Manage advisory business; 43 Broadway STE 2-8, , Saranac Lake, NY, 12983; Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-25 |
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