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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-25
IL RA APPROVED 2022-07-27
  • TX RA
    APPROVED_RES
    Since 2023-07-25
  • IL RA
    APPROVED
    Since 2022-07-27

Branch Locations

2122 W. 22Nd Street, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Naperville IL 10/2020 05/2022
Usa Global Inc Bensenville IL 05/2017 11/2021
Bartlett High Schol U-46 Bartlett IL 08/2018 11/2021
Kings Express Inc West Chicago IL 07/2010 04/2017
J.P. Morgan Securities Llc Oak Brook IL 07/2022 Present
Jpmorgan Chase Bank, N.A. Oak Brook IL 07/2022 Present
Dsr Services Inc Roselle IL 03/2001 Present
Freight Hawk Xpress Bloomingdale IL 11/2021 06/2024
R & C Group Inc Roselle IL 04/2013 Present
Draw 27 Holdings Llc Roselle IL 11/2018 04/2022
Wells Fargo Naperville IL 10/2020 05/2022
  • 10/2020 → 05/2022
    Naperville, IL
  • 05/2017 → 11/2021
    Usa Global Inc
    Bensenville, IL
  • 08/2018 → 11/2021
    Bartlett High Schol U-46
    Bartlett, IL
  • 07/2010 → 04/2017
    Kings Express Inc
    West Chicago, IL
  • 07/2022 → Present
    Oak Brook, IL
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Oak Brook, IL
  • 03/2001 → Present
    Dsr Services Inc
    Roselle, IL
  • 11/2021 → 06/2024
    Freight Hawk Xpress
    Bloomingdale, IL
  • 04/2013 → Present
    R & C Group Inc
    Roselle, IL
  • 11/2018 → 04/2022
    Draw 27 Holdings Llc
    Roselle, IL
  • 10/2020 → 05/2022
    Wells Fargo
    Naperville, IL
Previous Registrations
Other Businesses

Entity Name: R & C Group INC Investment related: No "Address: 50 Monaco Dr Roselle IL 60172" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/02/2013 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This company owns rental Property Duties provided - Landlord Entity Name: DSR Services INC Investment Related - No Address 50 Monaco Dr. Roselle, IL Position/Title/Relationship: Owner /Partner Start Date: 03/01/2021 Approximate # of hours a week: 2 hrs/month, Approximate # of hours during securities trading hours: 0 hrs dur sec trad hrs Briefly describe your duties: Position: President - This is a Franchise I sold but still receive Royalties ongoing. Duties: process payments and accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-09
  • S66 Uniform Combined State Law Examination
    2021-06-09
Other Names
  • David Raap
  • David S Raap
  • David Raap
  • Dave Raap
  • David S Raap
  • David Stephen Raap

View on SEC IAPD

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