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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-25 |
| IL | RA | APPROVED | 2022-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Naperville | IL | 10/2020 | 05/2022 |
| Usa Global Inc | Bensenville | IL | 05/2017 | 11/2021 |
| Bartlett High Schol U-46 | Bartlett | IL | 08/2018 | 11/2021 |
| Kings Express Inc | West Chicago | IL | 07/2010 | 04/2017 |
| J.P. Morgan Securities Llc | Oak Brook | IL | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Oak Brook | IL | 07/2022 | Present |
| Dsr Services Inc | Roselle | IL | 03/2001 | Present |
| Freight Hawk Xpress | Bloomingdale | IL | 11/2021 | 06/2024 |
| R & C Group Inc | Roselle | IL | 04/2013 | Present |
| Draw 27 Holdings Llc | Roselle | IL | 11/2018 | 04/2022 |
| Wells Fargo | Naperville | IL | 10/2020 | 05/2022 |
Entity Name: R & C Group INC Investment related: No "Address: 50 Monaco Dr Roselle IL 60172" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/02/2013 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This company owns rental Property Duties provided - Landlord Entity Name: DSR Services INC Investment Related - No Address 50 Monaco Dr. Roselle, IL Position/Title/Relationship: Owner /Partner Start Date: 03/01/2021 Approximate # of hours a week: 2 hrs/month, Approximate # of hours during securities trading hours: 0 hrs dur sec trad hrs Briefly describe your duties: Position: President - This is a Franchise I sold but still receive Royalties ongoing. Duties: process payments and accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-09 |
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