Dominic Kennedy

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-08-22

MI RA
APPROVED

Since 2025-08-22

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	10/2020	04/2022
Tiaa	Charlotte	NC	10/2020	04/2022
Amazon.cOm, Inc.	Charlotte	NC	05/2020	10/2020
Publix	Charlotte	NC	06/2020	07/2020
Under Armour Inc.	Charlotte	NC	02/2020	06/2020
Eddie Bauer	Charlotte	NC	02/2020	03/2020
Hartselle Insurance	Seminole	FL	06/2018	12/2019
Fedex Office (Kinko's)	Clearwater	FL	10/2017	06/2018
La Fitness	Largo	FL	07/2017	08/2017
Planet Fitness (Gnt Holdings)	Gastonia	NC	04/2016	12/2016
Unemployed	Charlotte	NC	01/2020	02/2020
Unemployed	Clearwater	FL	08/2017	10/2017
Unemployed	Clearwater	FL	05/2017	07/2017
Belmont Abbey College	Belmont	NC	08/2013	05/2017
Ameriprise Financial Services, Llc	Charlotte	NC	07/2022	01/2025
Osaic	Southfield	MI	08/2025	Present
New York Life	Seattle	WA	01/2025	07/2025

10/2020 → 04/2022

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
10/2020 → 04/2022

Tiaa

Charlotte, NC
05/2020 → 10/2020

Amazon.cOm, Inc.

Charlotte, NC
06/2020 → 07/2020

Publix

Charlotte, NC
02/2020 → 06/2020

Under Armour Inc.

Charlotte, NC
02/2020 → 03/2020

Eddie Bauer

Charlotte, NC
06/2018 → 12/2019

Hartselle Insurance

Seminole, FL
10/2017 → 06/2018

Fedex Office (Kinko's)

Clearwater, FL
07/2017 → 08/2017

La Fitness

Largo, FL
04/2016 → 12/2016

Planet Fitness (Gnt Holdings)

Gastonia, NC
01/2020 → 02/2020

Unemployed

Charlotte, NC
08/2017 → 10/2017

Unemployed

Clearwater, FL
05/2017 → 07/2017

Unemployed

Clearwater, FL
08/2013 → 05/2017

Belmont Abbey College

Belmont, NC
07/2022 → 01/2025

Ameriprise Financial Services, Llc

Charlotte, NC
08/2025 → Present

Osaic

Southfield, MI
01/2025 → 07/2025

New York Life

Seattle, WA

Previous Registrations

2023-08-01 → 2025-01-24

Ameriprise Financial Services, Llc

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-18
S63	Uniform Securities Agent State Law Examination	2020-12-11

S65 Uniform Investment Adviser Law Examination

2023-07-18
S63 Uniform Securities Agent State Law Examination

2020-12-11

Other Names

Dominic P Kennedy
Dominic Kennedy
Dominic Paul Kennedy

View on SEC IAPD