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Aledo, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Colorado Financial Management, Llc | Boulder | CO | 07/2017 | 10/2020 |
| Colorado Financial Management, Llc | Johnstown | CO | 10/2020 | 12/2022 |
| Lawn Management Inc | Houston | TX | 04/2015 | 05/2017 |
| Commonwealth Financial Network | San Diego | CA | 01/2023 | 07/2023 |
| Dutton Financial Planning, Llc | Aledo | TX | 11/2023 | Present |
| Cowtown Express Logistics | Fort Worth | TX | 07/2023 | Present |
Cowtown Express Logistics; Fort Worth, TX; not investment related; start date 07/2023; Sales Manager; 40 hours/month; 40 hours/month during trading; transportation and logistics company
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-29 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-07 |
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