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Seamus P Carney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Lake Bluff, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
IL RA APPROVED 2005-06-30
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • IL RA
    APPROVED
    Since 2005-06-30

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Lake Bluff, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 12/2004 Present
Bank Of America,Na Chicago IL 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
  • S66 Uniform Combined State Law Examination
    2005-06-29

View on SEC IAPD

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