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Current Employers
Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-03
IL RA APPROVED 2020-10-15
  • FL RA
    APPROVED
    Since 2025-10-03
  • IL RA
    APPROVED
    Since 2020-10-15

Branch Locations

Melbourne, FL • United States

10413 S Roberts Rd., Palos Hills, IL 60465 • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Insurance Services, Ltd. Palos Heights IL 10/2017 09/2020
Nordstrom Chicago IL 05/2013 10/2017
Sequent Planning, Llc Chicago IL 09/2020 Present
Independent Insurance Agent Chicago IL 09/2020 Present
  • 10/2017 → 09/2020
    United Insurance Services, Ltd.
    Palos Heights, IL
  • 05/2013 → 10/2017
    Nordstrom
    Chicago, IL
  • 09/2020 → Present
    Chicago, IL
  • 09/2020 → Present
    Independent Insurance Agent
    Chicago, IL
Other Businesses

1) INDEPENDENT INSURANCE AGENT. 09/2020 TO PRESENT. INVESTMENT-RELATED. DUTIES INCLUDE PROVIDING INSURANCE PRODUCTS AND SERVICES TO CLIENTS. 30% OF TIME SPENT ON THIS ACTIVITY DURING NORMAL BUSINESS HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-21
  • S65 Uniform Investment Adviser Law Examination
    2020-09-21
Other Names
  • Laura Ann Scott

View on SEC IAPD

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