Inactive

Erick N. Rivera

Edelman Financial Engines

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Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-18
TX	RA	APPROVED	2020-12-11

CA RA
APPROVED

Since 2024-10-18
TX RA
APPROVED

Since 2020-12-11

Branch Locations

1960 E Grand Ave Suite 710, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Engines Advisors, L.L.C.	Santa Clara	CA	10/2020	09/2021
Comerica Bank	Mesa	AZ	07/2018	08/2020
Fry's Food And Drug	Mesa	AZ	08/2017	06/2018
Fry's Food And Drug	Phoenix	AZ	05/2017	08/2017
Student	Phoenix	AZ	05/2016	05/2017
Financial Engines Advisors L.L.C.	Santa Clara	CA	09/2021	06/2023
Financial Engines Advisors L.L.C.	Santa Clara	CA	07/2023	10/2024
Edelman Financial Engines	Santa Clara	CA	10/2024	Present

10/2020 → 09/2021

Financial Engines Advisors, L.L.C.

Santa Clara, CA
07/2018 → 08/2020

Comerica Bank

Mesa, AZ
08/2017 → 06/2018

Fry's Food And Drug

Mesa, AZ
05/2017 → 08/2017

Fry's Food And Drug

Phoenix, AZ
05/2016 → 05/2017

Student

Phoenix, AZ
09/2021 → 06/2023

Financial Engines Advisors L.L.C.

Santa Clara, CA
07/2023 → 10/2024

Financial Engines Advisors L.L.C.

Santa Clara, CA
10/2024 → Present

Edelman Financial Engines

Santa Clara, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-08

S65 Uniform Investment Adviser Law Examination

2020-11-08

Designations

View on SEC IAPD

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