Carla Deniese Sims

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-07

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	10/2020	Present
Tiaa	Charlotte	NC	10/2020	Present
Spectrum	Charlotte	NC	07/2020	09/2020
Unemployed	Charlotte	NC	03/2020	07/2020
Pnc Financial Services Group, Inc	Charlotte	NC	10/2019	03/2020
Unemployed	Charlotte	NC	07/2019	09/2019
Jp Morgan Chase & Co	Goodyear	AZ	01/2018	06/2019
Fry's	Buckeye	AZ	11/2017	01/2018
Unemployed	Buckeye	AZ	07/2017	10/2017
Pnc Financial Services Group, Inc	Lumberton	NC	01/2017	06/2017
Rooms To Go	Dunn	NC	11/2015	11/2016
Sprint	Erwin	NC	08/2015	03/2017
Fayetteville Technical Community College	Fayetteville	NC	08/2015	12/2017

10/2020 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
10/2020 → Present

Tiaa

Charlotte, NC
07/2020 → 09/2020

Spectrum

Charlotte, NC
03/2020 → 07/2020

Unemployed

Charlotte, NC
10/2019 → 03/2020

Pnc Financial Services Group, Inc

Charlotte, NC
07/2019 → 09/2019

Unemployed

Charlotte, NC
01/2018 → 06/2019

Jp Morgan Chase & Co

Goodyear, AZ
11/2017 → 01/2018

Fry's

Buckeye, AZ
07/2017 → 10/2017

Unemployed

Buckeye, AZ
01/2017 → 06/2017

Pnc Financial Services Group, Inc

Lumberton, NC
11/2015 → 11/2016

Rooms To Go

Dunn, NC
08/2015 → 03/2017

Sprint

Erwin, NC
08/2015 → 12/2017

Fayetteville Technical Community College

Fayetteville, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-05
S63	Uniform Securities Agent State Law Examination	2020-12-11