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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | West Des Moines | IA | 09/2020 | 09/2021 |
| Principal Financial Group | Des Moines | IA | 06/2022 | 07/2023 |
| Principal Financial Group | Des Moines | IA | 07/2023 | 06/2024 |
| Smoothie King | Waukee | IA | 02/2017 | 06/2017 |
| U.S. Census Bureau | Des Moines | IA | 05/2020 | 07/2020 |
| Full Time Student | Waukee | IA | 07/2017 | 05/2020 |
| Full Time Student | Des Moines | IA | 09/2021 | 06/2022 |
| Full Time Student | Waukee | IA | 08/2013 | 02/2017 |
| Principal Funds Distributor, Inc. | Des Moines | IA | 08/2023 | Present |
| Principal Asset Management | Des Moines | IA | 11/2023 | Present |
1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) Crew Enterprises, LLC - Member. Family owned business that engages in real estate development. Co-owner only, no day-to-day activities. 2902 160th St Urbandale, IA 50323. Not investment related, no compensation. 0 hrs per week, 0 hrs during trading. Effective May 2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-17 |
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