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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-10
NJ RA APPROVED 2025-01-16
NC RA APPROVED 2022-05-05
  • TX RA
    APPROVED_RES
    Since 2026-07-10
  • NJ RA
    APPROVED
    Since 2025-01-16
  • NC RA
    APPROVED
    Since 2022-05-05

Branch Locations

4 Century Dr Ste 120, Parsippany, NJ 07054 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Montclair NJ 05/2021 Present
Ameriprise Mooresville NC 10/2020 05/2021
Iredell-Statesville Public Schools Mooresville NC 08/2017 09/2020
Loudoun County Public Schools Ashburn VA 08/2001 06/2017
  • 05/2021 → Present
    Montclair, NJ
  • 10/2020 → 05/2021
    Ameriprise
    Mooresville, NC
  • 08/2017 → 09/2020
    Iredell-Statesville Public Schools
    Mooresville, NC
  • 08/2001 → 06/2017
    Loudoun County Public Schools
    Ashburn, VA
Other Businesses

Outside Employment; L&J Operations LLC; Registered Team Member-AFA; Manage advisory business; 1013 Colleton Way, , Trent Woods, NC, 28562; Investment-Related; 10/30/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2021-12-13
Other Names
  • Kari Lynn Fox

View on SEC IAPD

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