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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-10 |
| NJ | RA | APPROVED | 2025-01-16 |
| NC | RA | APPROVED | 2022-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Montclair | NJ | 05/2021 | Present |
| Ameriprise | Mooresville | NC | 10/2020 | 05/2021 |
| Iredell-Statesville Public Schools | Mooresville | NC | 08/2017 | 09/2020 |
| Loudoun County Public Schools | Ashburn | VA | 08/2001 | 06/2017 |
Outside Employment; L&J Operations LLC; Registered Team Member-AFA; Manage advisory business; 1013 Colleton Way, , Trent Woods, NC, 28562; Investment-Related; 10/30/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
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