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Nicholas George Esposito

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-22
NC RA APPROVED 2023-04-22
  • TX RA
    APPROVED
    Since 2023-05-22
  • NC RA
    APPROVED
    Since 2023-04-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2020 Present
Domino's Pizza Fayetteville NC 05/2019 08/2019
Hannaford Supermarkets Plymouth NH 09/2018 09/2019
Mcdonald's Fayetteville NC 06/2017 10/2017
Mcdonald's Plymouth NH 02/2016 04/2019
Plymouth State University Plymouth NH 08/2015 12/2019
Unemployed Fayetteville NC 11/2014 05/2017
Unemployed Fayetteville NC 01/2020 08/2020
Charles Schwab Bank, Ssb Westlake TX 09/2022 Present
  • 09/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2019 → 08/2019
    Domino's Pizza
    Fayetteville, NC
  • 09/2018 → 09/2019
    Hannaford Supermarkets
    Plymouth, NH
  • 06/2017 → 10/2017
    Mcdonald's
    Fayetteville, NC
  • 02/2016 → 04/2019
    Mcdonald's
    Plymouth, NH
  • 08/2015 → 12/2019
    Plymouth State University
    Plymouth, NH
  • 11/2014 → 05/2017
    Unemployed
    Fayetteville, NC
  • 01/2020 → 08/2020
    Unemployed
    Fayetteville, NC
  • 09/2022 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2023-03-30
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Other Names
  • Nicholas Esposito

View on SEC IAPD

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