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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-03
TX RA APPROVED 2023-08-03
  • CA RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED
    Since 2023-08-03

Branch Locations

San Diego, CA • United States

1081 Camino Del Rio S, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 09/2020 08/2023
Minnesota Life Insurance Co St. Paul MN 09/2020 08/2023
Cri Securities St. Paul MN 09/2020 10/2021
North Star Resource Group San Diego CA 09/2020 08/2023
Unemployed San Diego CA 03/2020 09/2020
Momentum Marketing Vista CA 08/2019 03/2020
Aspire Inc San Diego CA 09/2018 08/2019
Post Graduate Student Bournemouth 09/2017 09/2018
Performance Service & Mechanical Apple Valley CA 08/2015 09/2017
Upper Iowa Alumni Office Fayette IA 10/2015 05/2017
Upper Iowa University Fayette IA 07/2013 05/2017
Lpl Financial Llc San Diego CA 08/2023 Present
  • 09/2020 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 09/2020 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 09/2020 → 10/2021
    Cri Securities
    St. Paul, MN
  • 09/2020 → 08/2023
    North Star Resource Group
    San Diego, CA
  • 03/2020 → 09/2020
    Unemployed
    San Diego, CA
  • 08/2019 → 03/2020
    Momentum Marketing
    Vista, CA
  • 09/2018 → 08/2019
    Aspire Inc
    San Diego, CA
  • 09/2017 → 09/2018
    Post Graduate Student
    Bournemouth
  • 08/2015 → 09/2017
    Performance Service & Mechanical
    Apple Valley, CA
  • 10/2015 → 05/2017
    Upper Iowa Alumni Office
    Fayette, IA
  • 07/2013 → 05/2017
    Upper Iowa University
    Fayette, IA
  • 08/2023 → Present
    San Diego, CA
Previous Registrations
  • 2020-12-03 → 2023-08-04
    Securian Financial Services, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2020-12-03 → 2021-10-28
    Cri Securities, Llc
    San Diego, CA
    San Diego, CA
Other Businesses

1) 07/19/2023 - JFC Advisor Network - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 09/06/2023 - Insurance Design Network - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/05/2023 - 2 Hours Per Month/ 0 Hours During Trading 3) 02/27/2024 - KP Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 40 Hours Per Month/ During Trading 4) 01/12/2026 - KP Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/08/2026 - 160 Hours Per Month/ During Trading 5) 06/05/2026 - A Martin & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/22/2026 - 40 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25
Other Names
  • Ryan Pinkerton
  • Ryan Joseph Pinkerton

View on SEC IAPD

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