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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-05-25 |
Branch Locations
505 Highway 169 North Ste 1100, Plymouth, MN 55441 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 09/2020 | 05/2021 |
| Unemployed | N/A | MN | 06/2016 | 09/2016 |
| Iowa State | Ames | IA | 09/2016 | 05/2020 |
| N/A | Champlin Park | MN | 05/2020 | 09/2020 |
| Minneapolis Park Board | Minneapolis | MN | 06/2017 | 08/2017 |
| Old National Bank | St. Louis Park | MN | 06/2018 | 08/2018 |
| Irrigation Doctor | Fridley | MN | 05/2019 | 07/2019 |
| Kestra Investment Services, Llc | Plymouth | MN | 05/2021 | Present |
| Kestra Advisory Services Llc | Plymouth | MN | 05/2021 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 5/17/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: client/relationship manager Business Name: NFP Investment Related: Yes Address: 505 Highway 169 North, Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: registered rep Start Date: 5/17/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: client/relationship manager Business Name: THE KNW GROUP POSITION: Senior Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/07/2021 ADDRESS: 505 Hwy 169 N., Suite 1100, Plymouth MN 55441 DESCRIPTION: Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-11 |
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