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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-25
  • MN RA
    APPROVED
    Since 2021-05-25

Branch Locations

505 Highway 169 North Ste 1100, Plymouth, MN 55441 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 09/2020 05/2021
Unemployed N/A MN 06/2016 09/2016
Iowa State Ames IA 09/2016 05/2020
N/A Champlin Park MN 05/2020 09/2020
Minneapolis Park Board Minneapolis MN 06/2017 08/2017
Old National Bank St. Louis Park MN 06/2018 08/2018
Irrigation Doctor Fridley MN 05/2019 07/2019
Kestra Investment Services, Llc Plymouth MN 05/2021 Present
Kestra Advisory Services Llc Plymouth MN 05/2021 Present
  • 09/2020 → 05/2021
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 06/2016 → 09/2016
    Unemployed
    N/A, MN
  • 09/2016 → 05/2020
    Iowa State
    Ames, IA
  • 05/2020 → 09/2020
    N/A
    Champlin Park, MN
  • 06/2017 → 08/2017
    Minneapolis Park Board
    Minneapolis, MN
  • 06/2018 → 08/2018
    Old National Bank
    St. Louis Park, MN
  • 05/2019 → 07/2019
    Irrigation Doctor
    Fridley, MN
  • 05/2021 → Present
    Kestra Investment Services, Llc
    Plymouth, MN
  • 05/2021 → Present
    Plymouth, MN
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 5/17/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: client/relationship manager Business Name: NFP Investment Related: Yes Address: 505 Highway 169 North, Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: registered rep Start Date: 5/17/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: client/relationship manager Business Name: THE KNW GROUP POSITION: Senior Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/07/2021 ADDRESS: 505 Hwy 169 N., Suite 1100, Plymouth MN 55441 DESCRIPTION: Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2020-12-11

View on SEC IAPD

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