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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Houston | TX | 08/2020 | 08/2021 |
| Mml Investors Services, Llc | Houston | TX | 10/2020 | 08/2021 |
| Uthealth Science Center At Houston | Houston | TX | 08/2018 | 08/2020 |
| Baylor College Of Medicine | Houston | TX | 09/2010 | 07/2018 |
| Commonwealth Financial Network | San Diego | CA | 08/2021 | 01/2022 |
| Horizon Advisory Group | Houston | TX | 08/2021 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 05/2022 | Present |
| Unemployed | Houston | TX | 01/2022 | 05/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
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