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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-23 |
| AK | RA | APPROVED | 2011-08-05 |
Branch Locations
1131 E 76Th Ave. Ste 202B, Anchorage, AK 99518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Anchorage | AK | 08/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Anchorage | AK | 03/2020 | Present |
Real Estate Ownership; Single Family; 6950 Crawford St Anchorage AK 99502, ,; Investment-Related; 03/31/2018 / Single Family; 1210 E 16th Avenue, ,; Not Investment-Related; 03/05/2019 / Multi-Family; 8680 W Northshore Dr., , Wasilla, AK, 99654; Investment-Related; 08/01/2023 / Commercial; 1301 NW 21st St, , Lincoln City, OR, 97367; Not Investment-Related; 06/25/2025. Business Ownership; Frank Family Trust; Grantor, Lean holder; Hotels in Washington, Oregon, and Florida ( I have no direct responsibilities or authority) All the hotels are being sold into an Irrevocable trust in the coming months; PO Box 968 Kelso, WA 98626, , Kelso, WA, 98626; Not Investment-Related; 01/25/2016; 1 to 9 hours per month; 0 during trading hours / Frank Hotels ( Dock Street Inn; Co-owner; Hospitality, Motel; 320 E Dock St, , Westport, WA, 98595; Not Investment-Related; 09/16/2024; 0 hours per month; 0 during trading hours. Other Business Activities; NOTE For all Frank Hotels; I will be selling my share of the business into an irrevocable trust for my children.; 1210 E 16th Ave #16, , Anchorage, AK, 99501; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-25 |
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