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Brooks Smith

Larson Financial Group, LLC

Fort Wayne, IN

Saint Louis, MO

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Current Employers
Larson Financial Group, Llc

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
IN RA APPROVED 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • IN RA
    APPROVED
    Since 2024-07-10

Branch Locations

4105-E W. Jefferson Blvd, Fort Wayne, IN 46804 • United States

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Group Fort Wayne IN 07/2018 09/2020
Fort Wayne Komets Fort Wayne IN 01/2017 05/2018
Huntington University Huntington IN 08/2014 12/2017
Unemployed Fort Wayne IN 05/2018 07/2018
Huntington University Huntington IN 08/2014 05/2018
Thrivent Investment Management Inc Fort Wayne IN 10/2020 Present
Thrivent Financial Appleton WI 12/2020 12/2020
Thrivent Financial Appleton WI 12/2020 Present
Larson Financial Group, Llc Saint Louis MO 05/2024 Present
  • 07/2018 → 09/2020
    Lincoln Financial Group
    Fort Wayne, IN
  • 01/2017 → 05/2018
    Fort Wayne Komets
    Fort Wayne, IN
  • 08/2014 → 12/2017
    Huntington University
    Huntington, IN
  • 05/2018 → 07/2018
    Unemployed
    Fort Wayne, IN
  • 08/2014 → 05/2018
    Huntington University
    Huntington, IN
  • 10/2020 → Present
    Thrivent Investment Management Inc
    Fort Wayne, IN
  • 12/2020 → 12/2020
    Thrivent Financial
    Appleton, WI
  • 12/2020 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2024 → Present
    Larson Financial Group, Llc
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2020-11-24
  • S65 Uniform Investment Adviser Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2020-11-24
Other Names
  • Brooks Curtis Smith

View on SEC IAPD

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Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

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