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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| CA | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co Inc | Torrance | CA | 11/2021 | 09/2024 |
| El Camino College | Torrance | CA | 08/2012 | 05/2017 |
| Csu Chico | Chico | CA | 01/2018 | 12/2019 |
| Charles Schwab Bank Ssb | Torrance | CA | 11/2021 | 09/2024 |
| Pruco Securities Llc | Sherman Oaks | CA | 06/2020 | 02/2021 |
| Unemployed | Torrance | CA | 09/2024 | 06/2025 |
| Ralph'S Grocery Company | Torrance | CA | 02/2012 | 05/2017 |
| Family Wealth Legacy | Roseville | CA | 06/2019 | 08/2019 |
| Fidelity Investments | Sacramento | CA | 06/2025 | Present |
| Unemployed | Torrance | CA | 09/2021 | 11/2021 |
| Trader Joes | Torrance | CA | 06/2017 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-06 |
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