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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-23
GA RA APPROVED 2024-04-17
SC RA APPROVED 2024-03-26
  • TX RA
    APPROVED
    Since 2024-04-23
  • GA RA
    APPROVED
    Since 2024-04-17
  • SC RA
    APPROVED
    Since 2024-03-26

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenville SC 12/2020 01/2021
Northwestern Mutual Greenville SC 10/2020 11/2020
Charter Communications Simpsonville SC 03/2020 08/2020
Enterprise Holdings Baton Rouge LA 05/2010 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 09/2022 Present
Wells Fargo Simpsonville SC 05/2021 09/2022
Unemployed Simpsonville SC 02/2020 03/2020
Aflac Greenville SC 03/2021 03/2021
  • 12/2020 → 01/2021
    Morgan Stanley
    Greenville, SC
  • 10/2020 → 11/2020
    Northwestern Mutual
    Greenville, SC
  • 03/2020 → 08/2020
    Charter Communications
    Simpsonville, SC
  • 05/2010 → 01/2020
    Enterprise Holdings
    Baton Rouge, LA
  • 09/2022 → Present
    Greenville, SC
  • 05/2021 → 09/2022
    Wells Fargo
    Simpsonville, SC
  • 02/2020 → 03/2020
    Unemployed
    Simpsonville, SC
  • 03/2021 → 03/2021
    Aflac
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-25
Other Names
  • Martin Fitzgerald Holmes

View on SEC IAPD

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