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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-23 |
| OR | RA | APPROVED | 2022-06-10 |
| CA | RA | APPROVED | 2022-03-04 |
| LA | RA | APPROVED | 2022-03-04 |
| NY | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-04 |
Branch Locations
222 2Nd Street 18Th Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | San Mateo | CA | 09/2020 | 08/2021 |
| Unemployed | San Francisco | CA | 04/2020 | 09/2020 |
| Whittier Trust Company | San Francisco | CA | 03/2017 | 04/2020 |
| San Francisco Symphony | San Francisco | CA | 11/2015 | 02/2017 |
| Silicon Valley Bank | San Francisco | CA | 09/2021 | 03/2023 |
| Svb Wealth Advisory Inc. | San Francisco | CA | 09/2021 | 04/2022 |
| Boston Private Wealth, Llc | San Francisco | CA | 03/2022 | 04/2022 |
| Svb Wealth Llc | San Francisco | CA | 04/2022 | 01/2025 |
| Svb Investment Services Inc | San Francisco | CA | 04/2022 | 10/2023 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | 01/2025 |
| First Citizens Investor Services | Raleigh | NC | 01/2025 | Present |
| First Citizens Bank | San Francisco | CA | 01/2025 | Present |
| Svb Wealth Llc | San Francisco | CA | 01/2025 | Present |
Name of business: Iconica Ventures, LLC Investment Related: NO Address: San Francisco Bay Area Nature of business: Farm / Agriculture - small family business Title/position: Manager Start date: 03/22/2014 # of hrs devoted per month: 1-5 # of hours devoted during trading hours: 0 Duties: Primary point of contact with CPA, attorney and with farm manager. Authorized to approve bills and make capital allocation decisions Name of business: Positive Coaching Alliance-SF Bay Area Chapter Investment Related: NO Address: 66 Franklin Street, Suite 300, Oakland, CA 94607 Nature of business: Non-profit focused on supporting youth in sports Title/position: Member, National Leadership Council (formerly the local SF Bay Area chapter Board) Start date: 09/2018 # of hrs devoted per month: 1-5 # of hours devoted during trading hours: 0 Duties: Participate in quarterly calls and participate in special events and volunteer outings Name of business: The Asomugha Foundation Investment Related: NO Address: 11633 South Western Avenue, Los Angeles, CA 90047 Nature of business: Non-profit focused on helping youth reach their potential through educational experiences Title/position: Member, Board of Directors Start date: 06/2015 # of hrs devoted per month: 1-5 # of hours devoted during trading hours: 0 Duties: Participate in periodic board meetings, as well as local volunteer and special events Name of business: The Olympic Club Foundation Investment Related: NO Address: 524 Post Street, Floor 3, San Francisco, CA 94102 Nature of business: Non-profit supporting youth in sports Title/position: Member, Board of Directors Start date: 01/2018 # of hrs devoted per month: 1-5 # of hours devoted during trading hours: 0 Duties: Participate in quarterly board meetings and special events *Note that board term ends 12/31/23 and will subsequently transition to an Emeritus Board Member Dually registered with affiliated firm SVB Wealth LLC. Relationship Manager; Provides investment advisory services to clients. Full time employee.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2020-10-26 |
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