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Brandon Floyd

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Design Masonry Canyon Country CA 06/2016 06/2019
Logix Federal Credit Union Palmdale CA 09/2020 12/2024
N/A Tucson AZ 09/2016 12/2020
Lpl Financial Llc Palmdale CA 09/2020 12/2024
Charles Schwab & Co., Inc. Los Angeles CA 12/2024 Present
Charles Schwab Bank, Ssb Los Angeles CA 12/2024 Present
  • 06/2016 → 06/2019
    Design Masonry
    Canyon Country, CA
  • 09/2020 → 12/2024
    Logix Federal Credit Union
    Palmdale, CA
  • 09/2016 → 12/2020
    N/A
    Tucson, AZ
  • 09/2020 → 12/2024
    Lpl Financial Llc
    Palmdale, CA
  • 12/2024 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2023-03-10
  • S65 Uniform Investment Adviser Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2023-03-10

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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