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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-13 |
| FL | RA | APPROVED | 2020-11-16 |
Branch Locations
7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States
Terra Ceia, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2020 | Present |
| Sarasota Herald Tribune | Sarasota | FL | 08/2013 | 11/2020 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 11/2020 | Present |
1) KARISSA KARMA YOGA, LLC, 515 46TH ST W, PALMETTO, FL, 01/2020, YOGA INSTRUCTION, NIR, 32 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2020, ADVISORY REP OF AN RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. 3) SMARTPRO FINANCIAL DBA, 7970 Cooper Creek Blvd, Bradenton FL 34201, United States, 11/01/2020, Investment Advisor Representative, DBA Name, NIR, (173) HR/MO - (173) HR/MO TRADING 4) JUST FOR GIRLS, 3809 59th Street West, Bradenton, FL 34250, United States, 06/06/2024, Board Member, Volunteer, NIR, 5 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-23 |
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