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New York City, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Masterworks Investor Services Llc | New York | NY | 12/2020 | 09/2021 |
| National Financial Network | Garden City | NY | 08/2020 | 12/2020 |
| Fairfield University | Fairfield | CT | 08/2016 | 05/2020 |
| Garden City Country Club | Garden City | NY | 02/2011 | 08/2019 |
| Sanford C. Bernstein & Co., Llc | New York | NY | 09/2021 | 03/2023 |
| Dalmore Group Llc | New York | NY | 09/2023 | 04/2024 |
| Freedom Investments Corp. | New York | NY | 11/2024 | Present |
| Unemployed | New York | NY | 04/2024 | 11/2024 |
| Unemployed | New York | NY | 03/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-05 |
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