Erik William Pedley

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-11-12
TX	RA	APPROVED_RES	2020-11-12

MD RA
APPROVED

Since 2020-11-12
TX RA
APPROVED_RES

Since 2020-11-12

Branch Locations

6700 Alexander Bell Drive Suite 248, Columbia, MD 21046 • United States

Crofton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	07/2015	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	03/2016	11/2020
First Allied Advisory Services	Schaumburg	IL	03/2016	09/2022
Cetera Advisors Llc	Rockville	MD	09/2022	Present
Portfolio Advisory Associates	Rockville,	MD	12/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

07/2015 → 09/2022

First Allied Securities, Inc.

San Diego, CA
03/2016 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
03/2016 → 09/2022

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Rockville, MD
12/2024 → Present

Portfolio Advisory Associates

Rockville,, MD
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-03-01 → 2020-11-12

First Allied Advisory Services, Inc.

Potomac, MD

San Diego, CA

Other Businesses

1. Portfolio Advisory Associates; Independent Contractor; Holding Company; 40 hours a week; 160 hours a month; Started 07/01/2015. 100% during market hours. 2. University of MD Alumni Association; Board Member; Non-profit; 1 hour a week; 4 hours a month; 0% during the market hours; Started 01/01/2016. 3. REAL ESTATE; PARTNER; RENTAL PROPERTY; START DATE 04/01/2019; 20 HOURS A MONTH. 4. PACHIRA WEALTH; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 12/01/2020; 4 HOURS PER MONTH. 5. NAME OF OTHER BUSINESS: PORTFOLIO ADVISORY ASSOCIATES , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024,, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-09

S66 Uniform Combined State Law Examination

2015-10-09

View on SEC IAPD