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John Michael Kimsey

LPl Enterprise, LLC

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Irvine CA 11/2020 11/2024
Unemployed Irvine CA 05/2020 10/2020
Filger Manufacturing San Clemente CA 04/2018 04/2020
Unemployed Costa Mesa CA 01/2018 03/2018
Shur-Lok Irvine CA 09/2017 12/2017
Open Ocean Surf Lessons And Camps Half Moon Bay CA 03/2016 08/2017
Prudential Insurance Company Of America Irvine CA 04/2021 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 11/2020 → 11/2024
    Irvine, CA
  • 05/2020 → 10/2020
    Unemployed
    Irvine, CA
  • 04/2018 → 04/2020
    Filger Manufacturing
    San Clemente, CA
  • 01/2018 → 03/2018
    Unemployed
    Costa Mesa, CA
  • 09/2017 → 12/2017
    Shur-Lok
    Irvine, CA
  • 03/2016 → 08/2017
    Open Ocean Surf Lessons And Camps
    Half Moon Bay, CA
  • 04/2021 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
Other Businesses

CALIFORNIA CHILD SUPPORT COURT ORDER POSITION: Payor, Paying Support NATURE: Legal Support Services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 555 County Ctr Fl 2, Redwood City CA 94063, United States DESCRIPTION: Paying Child Support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26

View on SEC IAPD

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