Nicholas Oliver Lenz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-10-11

CA RA
APPROVED

Since 2021-10-11

Branch Locations

2200 N 1St St, Dixon, CA 95620 • United States

338 E Lindsay St, Stockton, CA 95202 • United States

1102 W Kettleman Lane, Lodi, CA 95240 • United States

1505 Second St, Napa, CA 94559 • United States

1302 J St, Modesto, CA 95354 • United States

4204 Dale Rd, Modesto, CA 95356 • United States

301 E Miner Ave, Stockton, CA 95202 • United States

230 Main St, Rio Vista, CA 94571 • United States

4515 Quail Lakes Dr, Stockton, CA 95207 • United States

229 S Main St, Angels Camp, CA 95222 • United States

6808 Pacific Ave, Stockton, CA 95207 • United States

242 S Washington St, Sonora, CA 95370 • United States

134 S Golden State Blvd, Turlock, CA 95380 • United States

8150 Laguna Blvd, Elk Grove, CA 95758 • United States

660 N Main St, Manteca, CA 95336 • United States

20004 Hwy 88, Pine Grove, CA 95665 • United States

1175 Tracy Blvd, Tracy, CA 95376 • United States

2407 Watermelon Rd, Fairfield, CA 94534 • United States

6590 Lone Tree Way, Brentwood, CA 94513 • United States

1376 East F St, Oakdale, CA 95361 • United States

234 W Main St, Ripon, CA 95366 • United States

120 W Walnut St, Lodi, CA 95240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Stockton	CA	11/2020	Present
Bank Of Stockton	Stockton	CA	09/2020	11/2020
Cintas Corporation	Stockton	CA	06/2018	09/2020
California State University, Chico	Chico	CA	08/2013	05/2018

11/2020 → Present

Lpl Financial

Stockton, CA
09/2020 → 11/2020

Bank Of Stockton

Stockton, CA
06/2018 → 09/2020

Cintas Corporation

Stockton, CA
08/2013 → 05/2018

California State University, Chico

Chico, CA

Other Businesses

1) 12/11/2020- Investment & Insurance Services - Bank of Stockton- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 10/24/2022 - Bank of Stockton - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Investment Officer - Start Date: 09/16/2020 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-08
S63	Uniform Securities Agent State Law Examination	2021-04-10

S66 Uniform Combined State Law Examination

2021-10-08
S63 Uniform Securities Agent State Law Examination

2021-04-10

Other Names

Nick Lenz

View on SEC IAPD