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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2021 | 07/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 07/2023 |
| Steward Partners Investment Solutions | Lake Oswego | OR | 04/2021 | 07/2021 |
| Umpqua Investments, Inc. | Portland | OR | 09/2020 | 04/2021 |
| Portland State University | Portland | OR | 09/2015 | 12/2019 |
| Oregon Citizen's Utility Board | Portland | OR | 01/2020 | 03/2020 |
| Columbia Cascade Company | Portland | OR | 07/2019 | 09/2019 |
| Unemployed | Hillsboro | OR | 04/2020 | 08/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | 07/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2023 | Present |
| Cetera Investment Advisers Llc | Tigard | OR | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-06 |
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