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Lisa Ann Gonzalez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-17
  • TX RA
    APPROVED
    Since 2021-05-17

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 09/2020 Present
Educational Testing Service San Antonio TX 02/2003 06/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14
Other Names
  • Lisa A Gonzalez

View on SEC IAPD

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