Dempsey Grover

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-17
TX	RA	APPROVED_RES	2026-08-14

CA RA
APPROVED

Since 2026-08-17
TX RA
APPROVED_RES

Since 2026-08-14

Branch Locations

1020 10Th Street 2Nd Floor, Modesto, CA 95354 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-27

CA RA
APPROVED

Since 2025-02-27

Branch Locations

2200 N 1St St, Dixon, CA 95620 • United States

338 E Lindsay St, Stockton, CA 95202 • United States

4515 Quail Lakes Dr, Stockton, CA 95207 • United States

1376 East F St, Oakdale, CA 95361 • United States

20004 Highway 88, Pine Grove, CA 95665 • United States

234 W Main St, Ripon, CA 95366 • United States

2407 Waterman Rd, Fairfield, CA 94534 • United States

660 N Main St, Manteca, CA 95336 • United States

229 S Main St, Angels Camp, CA 95222 • United States

1302 J St, Modesto, CA 95354 • United States

4204 Dale Rd, Modesto, CA 95356 • United States

301 E Miner Ave, Stockton, CA 95202 • United States

230 Main St, Rio Vista, CA 94571 • United States

120 W Walnut St, Lodi, CA 95240 • United States

242 South Washington St, Sonora, CA 95370 • United States

6590 Lone Tree Way, Brentwood, CA 94513 • United States

8150 Laguna Blvd, Elk Grove, CA 95758 • United States

134 S Golden State Blvd, Turlock, CA 95380 • United States

6808 Pacific Ave, Stockton, CA 95207 • United States

1175 Tracy Boulevard, Tracy, CA 95376 • United States

1505 Second St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Modesto	CA	09/2020	12/2020
Cross Creek Systems	Westlake Village	CA	09/2018	08/2020
Pepperdine University	Malibu	CA	08/2017	08/2018
Uc Santa Barbara	Santa Barbara	CA	09/2013	07/2017
Unemployed	Modesto	CA	01/2021	05/2021
Lpl Financial Llc	Stockton	CA	05/2021	08/2026
Bank Of Stockton	Stockton	CA	05/2021	08/2026
Morgan Stanley Smith Barney Llc	Modesto	CA	08/2026	Present

09/2020 → 12/2020

Morgan Stanley Smith Barney Llc

Modesto, CA
09/2018 → 08/2020

Cross Creek Systems

Westlake Village, CA
08/2017 → 08/2018

Pepperdine University

Malibu, CA
09/2013 → 07/2017

Uc Santa Barbara

Santa Barbara, CA
01/2021 → 05/2021

Unemployed

Modesto, CA
05/2021 → 08/2026

Lpl Financial Llc

Stockton, CA
05/2021 → 08/2026

Bank Of Stockton

Stockton, CA
08/2026 → Present

Morgan Stanley Smith Barney Llc

Modesto, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-01

S66 Uniform Combined State Law Examination

2021-05-01

Other Names

Dempsey Grover
Dempsey Colin Thomas Grover

View on SEC IAPD