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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-13 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 09/2020 | 04/2024 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2016 | 05/2020 |
| Quail Hollow Club | Charlotte | NC | 06/2019 | 04/2020 |
| Reitzal Landscape Group | Charlotte | NC | 05/2017 | 01/2018 |
| First National Bank Of Pa | Charlotte | NC | 12/2018 | 01/2019 |
| Hallmark | Charlotte | NC | 06/2020 | 08/2020 |
| Tiaa | Charlotte | NC | 04/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-21 |
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