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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

48 Ne Sycamore St, Lee'S Summit, MO 64086 • United States

Blue Springs, MO • United States

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc St Louis MO 07/2020 11/2024
Unemployed Blue Springs MO 03/2020 06/2020
Automation Dynamics, Llc Independence MO 01/1997 03/2020
The Prudential Insurance Company Of America St Louis MO 01/2021 01/2021
The Prudential Insurance Company Of America St Louis MO 01/2021 Present
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 07/2020 → 11/2024
    St Louis, MO
  • 03/2020 → 06/2020
    Unemployed
    Blue Springs, MO
  • 01/1997 → 03/2020
    Automation Dynamics, Llc
    Independence, MO
  • 01/2021 → 01/2021
    The Prudential Insurance Company Of America
    St Louis, MO
  • 01/2021 → Present
    The Prudential Insurance Company Of America
    St Louis, MO
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

1) 10/30/2024 - Caravus LLC - This company provides group health insurance. I will use them for a resource when I work with a business needing group health insurance - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 04/13/2023 - 1hrs/mth - 1hrs/mth During Trading 2) 10/16/2024 - Twombly Endeavors, LLC - This LLC is used for my financial advisor income from Prudential/LPL - Business Entity for Tax/Investment Purposes Only - Inv Related - At ST. LOUIS, MO - Start Date12/14/2011 - 1hrs/mth - 0hrs/mth During Trading 3) 10/16/2024 - TwoSaun Farm, LLC - Farm land from inheritance. The farm is rented to local farmer to farm and sell the crops who then pays for the opportunity to do so - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At ST. LOUIS, MO - Start Date 05/13/2020 - 2hrs/mth - 0hrs/mth During Trading 4) 10/16/2024 - Envision Strategies, LLC - Financial Advisor. Provide investments and advice, annuities, life insurance and financial planning - DBA for LPL Business (entity for LPL business) - Inv Related - At ST. LOUIS, MO - Start Date 03/17/2023 - 180hrs/mth - 180hrs/mth During Trading 5) 10/16/2024 - Business Cost Reduction, LLC - Business services consulting. I work with people who have a business that has asked for my help on various aspects of running a business - Business Owner - Non Inv Related - At ST. LOUIS, MO - Start Date 06/14/2023 - 4hrs/mth - 0hrs/mth During Trading 6) 10/16/2024 - Automation Dynamics, LLC - As previous owner of the company, I am sometimes asked to help with various aspects of the business - Outside/W-2 Employment - Non Inv Related - At ST. LOUIS, MO - Start Date 08/01/2020 - 1hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-29
  • S66 Uniform Combined State Law Examination
    2020-11-29
Other Names
  • Steven D Twombly
  • Steven David Twombly

View on SEC IAPD

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