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Benjamin Thomas Fleming

Virtus Investment Advisers, LLC

Hartford, CT

Middletown, CT

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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-14
  • CT RA
    APPROVED
    Since 2025-07-14

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Middletown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Partners Windsor CT 09/2014 06/2025
Voya Financial Windsor CT 09/2014 06/2025
Voya Financial Advisors Windsor CT 09/2014 06/2025
Vp Distributors, Llc Hartford CT 07/2025 Present
Virtus Investment Advisers, Llc Hartford CT 07/2025 Present
  • 09/2014 → 06/2025
    Voya Financial Partners
    Windsor, CT
  • 09/2014 → 06/2025
    Voya Financial
    Windsor, CT
  • 09/2014 → 06/2025
    Voya Financial Advisors
    Windsor, CT
  • 07/2025 → Present
    Vp Distributors, Llc
    Hartford, CT
  • 07/2025 → Present
    Virtus Investment Advisers, Llc
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
S63 Uniform Securities Agent State Law Examination 2006-11-02
  • S66 Uniform Combined State Law Examination
    2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    2006-11-02
Other Names
  • Ben Fleming

View on SEC IAPD

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