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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-12
TX RA APPROVED_RES 2010-08-19
VA RA APPROVED 2008-05-16
  • FL RA
    APPROVED
    Since 2025-02-12
  • TX RA
    APPROVED_RES
    Since 2010-08-19
  • VA RA
    APPROVED
    Since 2008-05-16

Branch Locations

Mclean, VA • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 05/2008 Present
Bank Of America, Na Vienna VA 11/2009 Present
Previous Registrations
Other Businesses

I*: 2635275 Entity Type: Charitable Name of OBA: SCORE Address: Washington, DC 20002 Investment Related: No Position, Title, Association: Mentor Employee Start Date: 07/21/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 1 hr wkly Duties: Provide free mentoring to small businesses in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-14
  • S66 Uniform Combined State Law Examination
    2005-03-14

View on SEC IAPD

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