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Aris Paul Herbert Pantelas

Wells Fargo Clearing Services, LLC

Pittsburgh, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-12
  • PA RA
    APPROVED
    Since 2023-05-12

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aptus Wealth Planning Pittsburgh PA 09/2020 12/2022
Highland Milling & Asphalt Pittsburgh PA 04/2014 08/2020
Cetera Advisor Networks El Segundo CA 10/2021 10/2022
Cetera Advisor Networks El Segundo CA 09/2020 10/2021
Morgan Stanley Pittsburgh PA 12/2022 05/2023
Wells Fargo Clearing Services, Llc Sewickley PA 05/2023 Present
  • 09/2020 → 12/2022
    Aptus Wealth Planning
    Pittsburgh, PA
  • 04/2014 → 08/2020
    Highland Milling & Asphalt
    Pittsburgh, PA
  • 10/2021 → 10/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2020 → 10/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 12/2022 → 05/2023
    Morgan Stanley
    Pittsburgh, PA
  • 05/2023 → Present
    Wells Fargo Clearing Services, Llc
    Sewickley, PA
Previous Registrations
  • 2022-12-22 → 2023-05-30
    Morgan Stanley
    Pittsburgh, PA
  • 2022-03-21 → 2022-12-15
    Cetera Wealth Services, Llc
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

ARIS PAUL BAND, NOT INVT RELATED, GIBSONIA, PA, 100% OWNERSHIP, START DATE 5/31/2024, 24-32 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF BAND.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
  • S66 Uniform Combined State Law Examination
    2022-03-18

View on SEC IAPD

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JASON E GRAPER
Courtney Ann Collins
JOSEPH CHARLES CLARK
Ariel Irene Elise Watson
NANCY DUGAN MCKEE

Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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