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Sunny Frances Strickland

Cetera Investment Advisers LLC

Amarillo, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

301 S Polk #300, Amarillo, TX 79101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Haworth Investment Adviser Representative Amarillo TX 06/2020 Present
Bushland Isd Bushland TX 02/2017 05/2020
Dumas Isd Dumas TX 08/2013 02/2017
Voya Financial Advisors, Inc. Amarillo TX 08/2020 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Palo Duro Financial Group Amarillo TX 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2020 → Present
    Mark Haworth Investment Adviser Representative
    Amarillo, TX
  • 02/2017 → 05/2020
    Bushland Isd
    Bushland, TX
  • 08/2013 → 02/2017
    Dumas Isd
    Dumas, TX
  • 08/2020 → 06/2021
    Amarillo, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2022 → Present
    Palo Duro Financial Group
    Amarillo, TX
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 301 S POLK #300; AMARILLO; TX; 79101; Fixed Insurance Sales; Independent Insurance Agent; 12/1/2020; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2) NAME OF ENTITY:MARK HAWORTH; No; 310 S POLK SUITE 300; ARMARILLO; TX; 79101; FINANCIAL SERVICES; ASSISTANT; 12/1/2020; 160; 160; PROVIDE ADMIN DUTIES; 3) NAME OF OTHER BUSINESS: PALO DURO FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: PALO DURO FINANCIAL GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTORIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: STATE OF TEXAS NOTARY, KESS THAN ONE HOURE PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR CLIENTS AT NO CHARGE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30
Other Names
  • Sunny Frances Haworth

View on SEC IAPD

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