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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-23 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 08/2020 | 09/2023 |
| Acquire Advertising Agency | Toronto | 06/2020 | 08/2020 | |
| Univeristat De Barcelona | Barcelona | 01/2020 | 05/2020 | |
| The Cornhusker Marriott | Lincoln | NE | 02/2019 | 12/2020 |
| Townepark At Methodist Hospital | Omaha | NE | 06/2018 | 01/2019 |
| College Hunks Hauling Junk | Lincoln | NE | 02/2018 | 06/2018 |
| University Of Nebraska | Lincoln | NE | 08/2017 | 12/2021 |
| Hotel Deco Xv | Omaha | NE | 05/2017 | 08/2017 |
| Creighton Preparatory High School | Omaha | NE | 08/2013 | 05/2017 |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2023 | 09/2023 |
| Oppenheimer & Co. Inc. | Bellevue | WA | 03/2026 | Present |
| Pride Mountain Vineyards | St Helena | CA | 09/2023 | 12/2023 |
| Continental Divide Winery | Breckenridge | CO | 01/2024 | 03/2025 |
| Schilling Hard Cider | Auburn | WA | 03/2025 | 09/2025 |
| San Juan Hard Seltzer | Seattle | WA | 09/2025 | 11/2025 |
| Keurig-Dr Pepper | Sumner | WA | 12/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-19 |
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