Guillermo Davis Adame

Current Employers

Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-06-22

CA RA
APPROVED

Since 2016-06-22

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Diego	CA	09/2008	Present
Western Wealth Management, Llc	San Diego	CA	04/2016	Present

09/2008 → Present

Lpl Financial Llc

San Diego, CA
04/2016 → Present

Western Wealth Management, Llc

San Diego, CA

Previous Registrations

2016-04-21 → 2016-06-22

Western Wealth Management Llc

San Diego, CA
2008-01-01 → 2008-09-10

Wells Fargo Clearing Services, Llc

San Diego, CA
2005-03-25 → 2008-01-01

A. G. Edwards & Sons, Inc.

San Diego, CA

San Diego, CA

St. Louis, MO

Other Businesses

1. 05/02/2016 * Western Wealth Management * Registered Investment Advisor DBA * INV REL * AT REPORTED BUSINESS LOCATION(S) * Will provide Financial Plans, 1a. Yes, 1b. No 1c. On file * START 03/15/2016 * 40 HRS/MO; 20 HRS/DURING SECS TRDG HRS. 2. 05/04/2016 * Western Wealth Management * Registered Investment Advisor Hybrid - INV REL * AT REPORTED BUSINESS LOCATION(S) * IAR * START 03/15/2016 * 40 HRS/MO; 20 HRS DURING SECS TRDG HRS. 3. 11/6/2023: FSG Group, LLP; At Reported Business Location(s); Non-Variable Insurance; Agent; Inv. related; start date 2/25/2016; 3hrs/mo. during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-24

S66 Uniform Combined State Law Examination

2005-03-24

Designations

View on SEC IAPD