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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Community College | Hastings | NE | 08/2016 | 05/2018 |
| Dicks Sporting Goods | Grand Island | NE | 08/2016 | 07/2017 |
| Preisendorf Farms | Grand Island | NE | 06/2015 | 01/2018 |
| Bank Of Doniphan | Hastings | NE | 02/2018 | 10/2018 |
| Cooperative Producers Inc | Hayland | NE | 07/2018 | 08/2020 |
| Cardinal Snacks | Doniphan | NE | 10/2020 | Present |
| Raymond James Financial Services, Inc | Hastings | NE | 02/2021 | 04/2022 |
| Nelson Financial Service, Inc | Hastings | NE | 08/2020 | 04/2022 |
| Steven Ryan | Grand Island | NE | 05/2022 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Grand Island | NE | 05/2022 | 10/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | 10/2024 |
| Steven Ryan | Grand Island | NE | 06/2022 | 10/2024 |
| Land Fitness Coaching | Doniphan | NE | 01/2024 | Present |
| Lpl Financial | Doniphan | NE | 10/2024 | Present |
1- 10/2024 - Land Fitness Coaching - Outside/W-2 Employment - Fitness Coach - Not Investment Related - Bennington, NE - Start Date 01/01/2024 - 5 Hours Per Month/ 0 Hours During Trading 2- 10/2024 - Equitable Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/07/2024 - 0 Hours Per Month/ 0 Hours During Trading 3- 10/2024 - Cardinal Snacks - Outside/W-2 Employment - Not Investment Related - Doniphan, NE - Start Date 10/01/2020 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-09 |
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