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Humberto Mendivil

Ameriprise Financial Services, LLC

Seaside, CA

San Jose, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-13
  • CA RA
    APPROVED
    Since 2026-01-13

Branch Locations

Seaside, CA • United States

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Monterey CA 05/2020 06/2023
Cypress Coast Physical Therapy Monterey CA 08/2015 07/2021
California State University Monterey Bay Seaside CA 08/2016 05/2021
Ameriprise Financial Services, Llc Monterey CA 06/2023 Present
  • 05/2020 → 06/2023
    Rbc Capital Markets, Llc
    Monterey, CA
  • 08/2015 → 07/2021
    Cypress Coast Physical Therapy
    Monterey, CA
  • 08/2016 → 05/2021
    California State University Monterey Bay
    Seaside, CA
  • 06/2023 → Present
    Ameriprise Financial Services, Llc
    Monterey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
  • S66 Uniform Combined State Law Examination
    2026-01-12
Other Names
  • Humberto Mendivil Jr
  • Humberto Mendivil
  • Humberto Mendivil
  • Berto Mendivil Jr

View on SEC IAPD

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