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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-18
VA RA APPROVED 2007-08-10
  • TX RA
    APPROVED_RES
    Since 2022-03-18
  • VA RA
    APPROVED
    Since 2007-08-10

Branch Locations

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

Fort Defiance, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 09/2005 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Other Businesses

Business Ownership; 11thour; Owner; Manage Ameriprise Business; 4030 Quarles Ct, , Harrisonburg, VA, 22801; Investment-Related; 12/19/2024; 60 hours per month; 60 during trading hours. Outside Employment; 11thour; Co-owner; Manage advisory business; 4030 Quarles Ct, , Harrisonburg, VA, 22801; Investment-Related; 01/22/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Other Names
  • Nicole Christian Farrington
  • Nicole Christian Farrington

View on SEC IAPD

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