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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-03 |
| IN | RA | APPROVED | 2026-02-03 |
Branch Locations
200 W Jackson Blvd Suite 2850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2020 | 04/2023 |
| Appalachian State University | Boone | NC | 01/2018 | 06/2020 |
| Assuredpartners | Raleigh | NC | 05/2019 | 08/2019 |
| Sun Fish Grill | Corolla | NC | 05/2018 | 08/2018 |
| Unemployed | Apex | NC | 09/2017 | 12/2017 |
| Sun Fish Grill | Corolla | NC | 06/2017 | 08/2017 |
| North Carolina State University | Raleigh | NC | 01/2017 | 05/2017 |
| Unemployed | Apex | NC | 09/2016 | 12/2016 |
| Unemployed | Apex | NC | 05/2023 | 03/2024 |
| Workout Anytime | Raleigh | NC | 03/2024 | 08/2024 |
| Empire Machine | Garner | NC | 08/2024 | 08/2025 |
| Unemployed | Chicago | IL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-13 |
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