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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mstc | East Peoria | IL | 08/2020 | 11/2020 |
| Gateway Liquors | Charleston | IL | 05/2019 | 08/2020 |
| Eastern Illinois University | Charleston | IL | 01/2018 | 05/2020 |
| Eastern Illinois University | Charleston | IL | 04/2018 | 04/2020 |
| Community College Of Chicago | Chicago | IL | 08/2017 | 01/2018 |
| Illinois State University | Normal | IL | 08/2014 | 05/2017 |
| Equitable Advisors, Llc | New York | NY | 02/2021 | 05/2022 |
| Unemployed | Normal | IL | 05/2017 | 08/2017 |
| Unemployed | Pekin | IL | 11/2020 | 02/2021 |
| Unemployed | Pekin | IL | 05/2022 | 07/2022 |
| Lpl Financial Llc | Pekin | IL | 07/2022 | Present |
| Cefcu | Peoria | IL | 07/2022 | Present |
1) 7/2022- CEFCU Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 05/11/2023 - Willow Hill United Methodist Church - Not Investment Related - East Peoria, IL - Outside/W-2 Employment - Director Of Hospitality - Start Date 07/11/2022 - 16 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-30 |
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