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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-01
CT RA APPROVED 2022-08-23
  • TX RA
    APPROVED
    Since 2022-09-01
  • CT RA
    APPROVED
    Since 2022-08-23

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boys And Girls Club Of Lynn Middleton MA 06/2015 05/2020
Guardian Life Insurance Company Middleton MA 06/2020 07/2022
Park Avenue Securities Middleton MA 09/2021 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 08/2022 Present
  • 06/2015 → 05/2020
    Boys And Girls Club Of Lynn
    Middleton, MA
  • 06/2020 → 07/2022
    Guardian Life Insurance Company
    Middleton, MA
  • 09/2021 → 07/2022
    Park Avenue Securities
    Middleton, MA
  • 08/2022 → Present
    Burlington, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-28
  • S66 Uniform Combined State Law Examination
    2022-03-28
Other Names
  • Blaise Christopher Romanowski

View on SEC IAPD

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