James David Mohr

Current Employers

Employment History

• 11/2014 → 08/2020
  Bell & Mccoy Lighting And Construction
  Houston, TX
• 08/2020 → 07/2022
  Principal Life Insurance Company
  Houston, TX
• 08/2020 → 07/2022
  Principal Securities Inc
  Houston, TX
• 07/2022 → 09/2023
  Sagepoint Financial
  Houston, TX
• 09/2023 → 06/2026
  Osaic Wealth, Inc.
  Houston, TX
• 07/2026 → Present
  Bolton Global Capital
  Bolton, MA
• 07/2026 → Present
  Bolton Global Asset Management
  Bolton, MA

Previous Registrations

• 2023-09-01 → 2026-07-09
  Osaic Wealth, Inc.
  Houston, TX
• 2022-07-22 → 2023-09-01
  Osaic Services, Inc.
  Houston, TX
• 2021-01-02 → 2022-08-09
  Principal Securities, Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1) Life insurance licensed, selling fixed life, annuities and health insurance. Investment-related. Conducted from branch location. Start Date: 09/01/2020; 5 hrs per month; 0 during trading hours. 2) Board Member of Champions Park North HOA. Not investment-related and conducted from 14135 Penny Lane, Houston, TX 77069. Two hours spent per month on activity, none during securities hours. James began this role on 10/01/2022. 3) Sports Official, Not investment-related: 12 hours spent on activity per month, none during securities hours. START DATE: 09/01/2023. ADDRESS: 6801 Napier Ln, Houston, TX 77069. DESCRIPTION: Sports referee for High School and Junior High School. 4) James is registered with Bolton Global Asset Management, an SEC licensed Investment Advisor, as an investment advisor representative. Investment Related and conducted from branch location. This role represents James' full-time job, and is balanced with his brokerage business. Operates under Bainbridge Financial Services, title is Financial Advisor.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-17

Other Names

• Jimmy Mohr