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Katherine Mccarthy

Robinhood Asset Management

Menlo Park, CA

Denver, CO

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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-04
CO RA APPROVED 2025-11-04
  • CA RA
    APPROVED
    Since 2025-11-04
  • CO RA
    APPROVED
    Since 2025-11-04

Branch Locations

85 Willow Road, Menlo Park, CA 94025 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Colorado At Boulder Boulder CO 08/2016 05/2020
Meadow Hills Golf Course Aurora CO 05/2018 05/2018
Savvy On Pearl Boulder CO 06/2019 06/2020
Fidelity Intestments Greenwood Village CO 08/2020 05/2022
Bed, Bath And Beyond Aurora CO 05/2017 08/2017
Snapdocs Denver CO 05/2022 02/2023
Unemployed Denver CO 02/2023 09/2023
Trustpilot Denver CO 09/2023 02/2024
Robinhood Markets, Inc. Menlo Park CA 03/2024 Present
Robinhood Asset Management, Llc Menlo Park CA 11/2025 Present
  • 08/2016 → 05/2020
    University Of Colorado At Boulder
    Boulder, CO
  • 05/2018 → 05/2018
    Meadow Hills Golf Course
    Aurora, CO
  • 06/2019 → 06/2020
    Savvy On Pearl
    Boulder, CO
  • 08/2020 → 05/2022
    Fidelity Intestments
    Greenwood Village, CO
  • 05/2017 → 08/2017
    Bed, Bath And Beyond
    Aurora, CO
  • 05/2022 → 02/2023
    Snapdocs
    Denver, CO
  • 02/2023 → 09/2023
    Unemployed
    Denver, CO
  • 09/2023 → 02/2024
    Trustpilot
    Denver, CO
  • 03/2024 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 11/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
S63 Uniform Securities Agent State Law Examination 2021-01-28
  • S66 Uniform Combined State Law Examination
    2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2021-01-28
Other Names
  • Katherine Diana Mccarthy
  • Katherine Mccarthy

View on SEC IAPD

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Other Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
MENLO EQUITIES · MENLO PARK, CA
MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA
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