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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-07-18
NC RA APPROVED 2024-07-16
  • LA RA
    APPROVED
    Since 2024-07-18
  • NC RA
    APPROVED
    Since 2024-07-16

Branch Locations

Houma, LA • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bayouland Ymca Houma LA 11/2015 11/2016
Punchpoint Tools Houma LA 11/2016 11/2017
Nicholls State University Thibadeaux LA 11/2017 05/2020
New York Life Insurance Co Houma LA 09/2020 02/2022
Nylife Securities Llc New Orleans LA 12/2020 02/2022
Unemployed Houma LA 06/2016 06/2020
Alight Financial Solutions Lincolnshire IL 02/2022 Present
  • 11/2015 → 11/2016
    Bayouland Ymca
    Houma, LA
  • 11/2016 → 11/2017
    Punchpoint Tools
    Houma, LA
  • 11/2017 → 05/2020
    Nicholls State University
    Thibadeaux, LA
  • 09/2020 → 02/2022
    New York Life Insurance Co
    Houma, LA
  • 12/2020 → 02/2022
    Nylife Securities Llc
    New Orleans, LA
  • 06/2016 → 06/2020
    Unemployed
    Houma, LA
  • 02/2022 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2021-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2021-08-13

View on SEC IAPD

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