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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-07-18 |
| NC | RA | APPROVED | 2024-07-16 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bayouland Ymca | Houma | LA | 11/2015 | 11/2016 |
| Punchpoint Tools | Houma | LA | 11/2016 | 11/2017 |
| Nicholls State University | Thibadeaux | LA | 11/2017 | 05/2020 |
| New York Life Insurance Co | Houma | LA | 09/2020 | 02/2022 |
| Nylife Securities Llc | New Orleans | LA | 12/2020 | 02/2022 |
| Unemployed | Houma | LA | 06/2016 | 06/2020 |
| Alight Financial Solutions | Lincolnshire | IL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-13 |
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